CHRIS DAVID PUDDY
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University
2003 - Diploma of Financial Advising - Advanced Diploma (AQF 6) - Securities Institute
2019 - Ethics and Professonalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.