CHRISTOPHER JAMES NEAL
Financial Adviser · Maitland, NSW
📚 Qualifications & Training
2000 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - The University of Newcastle
2000 - Bachelor of Economics (Money, Banking, Trade and Finance) - Bachelor Degree (AQF 7) - The University of Newcastle
2004 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited
2007 - 5 unit CFP Certification Program - Other - Financial Planning Association of Australia Limited
2007 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited
2010 - Margin Lending and Geared Investments - Other - Kaplan Professional Education
2014 - Self Managed Superannuation Funds - Other - Kaplan Professional Education
2015 - Accredited Listed Product Adviser Program - Other - Kaplan Professional Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.