CHRISTOPHER LAU
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2007 - Bachelor of Commerce (Qualification) - Bachelor Degree (AQF 7) - University of the Witwatersrand, Johannesburg
2009 - Diploma of Financial Services (Financial Planning) - - Australian Institute of Financial Services and Accounting AIFA
2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd
2014 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional
2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group
2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
MFAA - Mortgage & Finance Association of Australia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.