CI-MING LIN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - ASIC PS146 Compliance (Securities and Managed Investments) - - Securities and Derivatives Industry Association
2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2008 - Accredited Derivatives Adviser Level 1 - Other - ASX
2010 - Margin Lending - - Stockbrokers Association of Australia
2010 - Stockbrokers Association of Australia Professional Diploma in Stockbroking - Professional Designations - Stockbrokers Association of Australia
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.