CODY LUCAS
Financial Adviser · Charlestown, NSW
📚 Qualifications & Training
2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2017 - Diploma of Financial Planning (DFP1-3) - Diploma (AQF 5) - Kaplan Professional
2017 - Securities and Managed Investments Program (DFP4) - Other - Kaplan Professional
2018 - Certificate IV in Finance and Mortgage Broking - Other - Kaplan Professional
2019 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Newcastle
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education
2024 - Specialist SMSF Course - Other - SuperConcepts & University of Adelaide
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.