CONNIE ROSE ALLIE
Financial Adviser · Heatherton, VIC
📚 Qualifications & Training
2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2012 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2013 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd
2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2016 - Accredited Aged Care Professional - Other - Aged Care Steps
2020 - Financial Adviser Exam - Other - FASEA
2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
2023 - Commercial Law - Other - Kaplan Higher Education Pty Limited
2023 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.