CONNOR KUOK LEE WONG
Financial Adviser Ā· Subiaco, WA
š Qualifications & Training
2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
2014 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan
2015 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan
2018 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2023 - Graduate Certificate of Public Accounting - Graduate Certificate (AQF 8) - Deakin University
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.