CRAIG NEIL MALTZ

Financial Adviser · Sydney, NSW

Registered

Registration Number

000344389

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2000

Registration Date

01/02/2010

Financial Services Licensee

SHAW AND PARTNERS LIMITED

Licence #000236048

📚 Qualifications & Training

1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney
2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
2010 - Accredited Derivatives Adviser Level 2 - Certificate (AQF 1-4) - ASX
2010 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.