DAC TRI NGUYEN
Financial Adviser · Brisbane, QLD
📚 Qualifications & Training
2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2018 - Tier 2 Deposit Products and Non Cash Payments - Other - Kaplan Professional
2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education
2022 - Economic and Legal Context for Financial Planning - Other - Kaplan Higher Education
2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.