DANIEL MICHAEL WARREN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - Bachelor of Commerce - - Macquarie University
2013 - Master of Applied Finance - - Kaplan Professional Education
2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd
2015 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia
2015 - Proofessional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia
2017 - Diploma of Financial Planning - - Kaplan
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd
2023 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Ltd
2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Ltd
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.