DANIEL ROBERT RICHARDS
Financial Adviser · Rosny Park, TAS
📚 Qualifications & Training
2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania
2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan
2011 - Self Managed Superannuation Funds - Other - Kaplan Professional
2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Accredited Listed Product Adviser (ALPA) - Other - Kaplan Professional
🏢 Professional Memberships
CA - Chartered Accountants (CA)
Chartered Accountants Australia and New Zealand (CA ANZ)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.