DAVE STOCK
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
2007 - Financial Planning Skills I - - FINSIA
2007 - Financial and Investment Products - - FINSIA
2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals
2014 - Managed Investments Accreditation - - Financial Education Professionals
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Commercial Law - Bridging Course - Regulation & Legal Obligations - Kaplan
2025 - Tax for Financial Advising - Bridging Course - Regulation & Legal Obligations - Kaplan
š¢ Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.