DAVID ALEXANDER RICHMOND
Financial Adviser · Kangaroo Flat, VIC
📚 Qualifications & Training
2006 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Latrobe University
2009 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Institution of Chartered Accountants
2011 - Diploma - Financial Planning - - Kaplan
2016 - Margin Lending - Other - Integrity Education Group
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.