DAVID ALEXANDER THORNBOROUGH
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2008 - Tier 2 Compliance Solution - - FINSIA
2013 - Generic; Securities & Skills; Superannuation & Skills - - Kaplan Education Pty Ltd
2014 - Accredited Derivatives Adviser Level 1 & 2 - - Stockbrokers Association of Australia / DeakinPrime
2014 - Managed Investments Accreditation Program - - Stockbrokers Association of Australia / DeakinPrime
2015 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia / DeakinPrime
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.