DAVID BARTON
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1999 - Diploma of Financial Markets - Advanced Diploma (AQF 6) - Securities Institute
2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - FPC001B Economic and Legal context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.