DAVID DUNELL NORMAN COX

Financial Adviser ยท Stones Corner, QLD

Registered

Registration Number

001000192

Registration Status

Registered

Location

Stones Corner, QLD 4120

Providing Advice Since

2002

Registration Date

10/03/2014

Financial Services Licensee

GUARDIAN ASSOCIATES PTY LTD

Licence #000238281

๐Ÿ“š Qualifications & Training

1986 - Bachelor of Commerce - - University of Capetown
2010 - Diploma of Stockbroking - - Deakin University
2013 - Diploma of Financial Planning - - Kaplan
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - Commercial Law - Other - Kaplan Professional
2025 - Tax for Financial Advising - Other - Kaplan Professional

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.