DAVID JOHN CUMMING

Financial Adviser · Melbourne, VIC

Registered

Registration Number

001306116

Registration Status

Registered

Location

Melbourne, VIC 3000

Providing Advice Since

2024

Registration Date

15/09/2023

Financial Services Licensee

MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD

Licence #000240813

📚 Qualifications & Training

2016 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - The University of Melbourne
2018 - Master of Finance - Masters Degree (AQF 9) - The University of Melbourne
2019 - Core 1 Securities and Managed Investments Accreditation Program - Other - Western Sydney University The College
2019 - Margin Lending Accreditation Program - Other - Western Sydney University The College
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.