DAVID JOHN RITCHIE

Financial Adviser ยท Spring Gully, VIC

Registered

Registration Number

001005917

Registration Status

Registered

Location

Spring Gully, VIC 3550

Providing Advice Since

2002

Registration Date

14/11/2022

Financial Services Licensee

INTEGRATED EXECUTION SERVICES PTY LTD

Licence #000405897

๐Ÿ“š Qualifications & Training

1994 - BACHELOR OF BUSINESS - - DEAKIN UNIVERSITY
2020 - Ethics & Professional Relationships - Bridging Course - Ethics - QUT
2021 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education

๐Ÿข Professional Memberships

Stockbrokers and Investment Advisors Association

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.