DAVID KEITH SMITH
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education
2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - - International Institute of Technology Pty Ltd (IIT)
2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - International Institute of Technology Pty Ltd (IIT)
2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT)
2020 - FChFP - Professional Designations - Association of Financial Advisers
2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England
🏢 Professional Memberships
FChFP - Fellow Chartered Financial Practitioner
Fellow of Finsia
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.