DAVID KLEIN
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2006 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - PS146 Training Australia
2006 - Self Managed Superannuation Funds - Other - Tribeca
2010 - Margin Lending & Geared Investments - - Kaplan
2012 - Accredited Derivatives Adviser Level 1 - - Kaplan
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.