DAVID MARK MOSS
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2001 - Bachelor of Economics, sub major in Finance - - University of Western Sydney
2001 - Legal Foundations of Business - Masters Degree (AQF 9) - University of New South Wales
2001 - Revenue Law - Masters Degree (AQF 9) - University of New South Wales
2002 - Master of Commerce, Specialisation in Business Law - - University of New South Wales
2006 - Regulatory Guide146 (Tier 1) in Generic Knowledge, Skills, Superannuation - - RMIT University
2009 - Regulatory Guide146 (Tier 1) in Life Ins., Management Invt, Securities, Derivatives, Financial Plan - - RMIT University
2016 - RG146 Licensing Compliance: Self-managed Superannuation Funds - Certificate (AQF 1-4) - Financial Education Professionals Pty Ltd
🏢 Professional Memberships
Institute of Public Accountants (IPA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.