DAVID NEIL THOMPSON
Financial Adviser · Chevron Island, QLD
📚 Qualifications & Training
2002 - Bachelor of Business (Accounting) - - Griffith University
2005 - CFA Level 1 - - CFA Institute
2005 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute
2016 - Securities & Managed Investments - - KAPLAN
2016 - Tier 1 Superannuation - Personal Advice - Other - Kaplan
2021 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.