DAVID ROY BARUFFI
Financial Adviser · South Perth, WA
📚 Qualifications & Training
1981 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia
2001 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA)
2005 - Graduate Certificate in Taxation - Graduate Certificate (AQF 8) - Curtin University
2006 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Tribeca
2006 - Postgraduate Diploma in Business (Taxation) - Graduate Diploma (AQF 8) - Curtin University
2007 - Master of Taxation - Masters Degree (AQF 9) - Curtin University
2008 - SMSF Specialist Advisor Program - Other - SMSF Association
2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.