DAVID TRAN
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2015 - DBCB Bachelor of Commerce / Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia
2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2022 - Accredited Listed Product Adviser Program - Other - Kaplan
2024 - SuperConcepts & ICFS Specialist SMSF - Other - The University of Adelaide
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.