DAVID WARREN HALL
Financial Adviser · North Sydney, NSW
📚 Qualifications & Training
2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle
2008 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2009 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2013 - Margin Lending - Other - Kaplan Higher Education Pty Limited
2014 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2015 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online
2017 - Accredited Listed Product Adviser (ASX ALPA) Program - Other - Kaplan Higher Education Pty Limited
2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.