DAVID WAYNE SUTTON

Financial Adviser ยท Bellerive, TAS

Registered

Registration Number

000289370

Registration Status

Registered

Location

Bellerive, TAS 7018

Providing Advice Since

2006

Registration Date

05/12/2019

Financial Services Licensee

CAPSTONE FINANCIAL PLANNING PTY LTD

Licence #000223135

๐Ÿ“š Qualifications & Training

2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania
2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2012 - Margin Lending - Other - Kaplan Higher Education Pty Limited

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.