DAVID WILLIAM BREEN
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2008 - ADA1 - - KAPLAN
2008 - Diploma of Financial Services (Financial Planning) - - FINSIA
2009 - ADA2 - - KAPLAN
2010 - Margin Lending - - Stockbrokers Association of Australia
2020 - Relevant Provider Exam - Other - FASEA
2021 - Graduate Diploma in Stockbroking and Financial Advising - Graduate Diploma (AQF 8) - Western Sydney University
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.