DAVID WILLIAM O'BRIEN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2016 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - University of Limerick
2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - The Institute of Bankers
2024 - Certified Financial Planner - Professional Designations - FAAA
2024 - Economic and Legal Context for Financial Planning (FPC001B Commercial Law) - Bridging Course - Regulation & Legal Obligations - Kaplan
2024 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan
2024 - Superannuation and Retirement Advice - Other - Kaplan Higher Education
2024 - Taxation for Financial Planning (FPC006 Taxation Law) - Bridging Course - Regulation & Legal Obligations - Kaplan
2025 - SMSF Regulations and Taxation - Other - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.