DENNIS JOHN SMART
Financial Adviser · Humpty Doo, NT
📚 Qualifications & Training
2004 - Diploma of Financial Services - - Deakin Financial Services Group
2005 - Margin Lending - Other - Pinnacle Group Financial Services
2019 - Superannuation & Retirement - Other - Kaplan
2020 - Ethics and Professionalism - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.