DOMINIC KWOK
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Adelaide
2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited
2017 - Self Managed Superannuation Funds - Other - Kaplan Higher Education Pty Limited
2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Higher Education Pty Limited
2020 - FPETH501A Ethics and Professional Standards for Financial Advisers - Bridging Course - Ethics - New South Wales Technical & Further Education Commission (TAFE NSW)
š¢ Professional Memberships
Financial Advice Association of Australia (FAAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.