DUC LOC NGUYEN
Financial Adviser · Moonee Ponds, VIC
📚 Qualifications & Training
2009 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Monash University
2010 - Master of Business (Accounting) - Masters Degree (AQF 9) - Monash University
2012 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.