EMMA FRANCES DUFFEY

Financial Adviser ยท Bondi Junction, NSW

Registered

Registration Number

000321553

Registration Status

Registered

Location

Bondi Junction, NSW 2022

Providing Advice Since

2008

Registration Date

01/07/2010

Financial Services Licensee

FTS FINANCIAL SERVICES PTY LTD

Licence #000351527

๐Ÿ“š Qualifications & Training

2005 - Arts/Commerce - Bachelor Degree (AQF 7) - University of New England
2007 - Financial Services - Diploma (AQF 5) - Three Sixty - GWM Adviser Services
2010 - Financial Services - Advanced Diploma (AQF 6) - Kaplan Education
2012 - Margin Lending - Certificate (AQF 1-4) - Kaplan
2013 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan Education
2015 - Aged Care Specialist - Professional Designations - Mentor Education
2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan

๐Ÿข Professional Memberships

Financial Advice Association of Australia (FAAA)

โ„น๏ธ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.