HAK FEI VIVIAN CHAU
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty
2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education
2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2023 - TASACLv3 Commercial Law - Other - Kaplan Professional
2023 - TFAv1 Tax for Financial Advising - Other - Kaplan Professional
2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2025 - FPC001B Economic and Legal context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.