HAU NGOC LAM
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1993 - Bachelor of Science Architecture - - Sydney University
1998 - Master of Commerce Finance - Masters Degree (AQF 9) - UNSW
2005 - Certified Financial Planner - Professional Designations - Financial Planning Association
2011 - Accredited Derivatives Adviser Level 1 - - KAPLAN Professional
2014 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association
2023 - Accredited Derivatives Adviser Level 2 - Other - Kaplan
2023 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Superannuation and Retirement Advice - Other - Kaplan
🏢 Professional Memberships
SMSF Association
The Tax Institute
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.