HELGA BAXTER
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute
2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA)
2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - Intellitrain
2010 - Margin Lending and Geared Investments - Other - Kaplan Professional
2013 - ASX Listed Products Accreditation Course - Other - LPAC Online
2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Intellitrain
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2021 - FPC004 Insurance Advice - Other - Kaplan Higher Education
2021 - FPC005 Estate and Succession Planning - Other - Kaplan Higher Education
2021 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan Higher Education
2021 - FPC008 Investment Advice - Other - Kaplan Higher Education
š¢ Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
Financial Advice Association of Australia (FAAA)
Financial Planning Association (FPA) - Certified Financial Planner
SMSF Association
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.