HENRY CHANDOS MORTLOCK
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2011 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - The University of Sydney
2011 - Diploma in Business Administration - - University of California, Berkeley
2012 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin University
2012 - Securities and Managed Investments Accreditation - Certificate (AQF 1-4) - Deakin University
2018 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan
2022 - Certified Financial Planner Professional Qualification Course of Study - Professional Designations - Financial Planning Association
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
FINSIA
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.