HOA TRAN
Financial Adviser · North Sydney, NSW
📚 Qualifications & Training
2003 - Bachelor of Commence (Economics) - Bachelor Degree (AQF 7) - University of Wollongong
2013 - FNS50610 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2013 - Margin Lending Accreditation - Other - Kaplan Professional
2016 - Self Managed Superannuation Funds - Other - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.