HOCK JEEN LIAW
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2011 - Bachelor of Commerce - - University of Canberra
2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra
2013 - Diploma of Financial Planning - - KAPLAN
2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
2014 - Advanced Diploma of Financial Planning - - KAPLAN
2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan
2017 - Certified Financial Planner (CFP) - Professional Designations - FPA
2018 - Life Risk Specialist (LRS) - Certificate (AQF 1-4) - FPA
2020 - FPC002B- Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2020 - SMSF - Other - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.