HUW SMITH
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2017 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University
2017 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University
2018 - DFP 1 Financial Planning Fundamentals - Certificate (AQF 1-4) - Kaplan
2018 - DFP 2 Insurance and risk protection - Certificate (AQF 1-4) - Kaplan
2025 - FPC001B-Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan
2025 - FPC007B- Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.