IAN CARTER
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1988 - Bachelor of Commerce (Economics and Management Studies) - Bachelor Degree (AQF 7) - University of Wollongong
1993 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute
2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute
2010 - Margin Lending & Geared Investments - Other - Kaplan Professional
2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.