IAN SOUTHWOOD
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
1986 - Bachelor Degree - Economics - - Flinders University
1992 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute
2007 - Accredited Derivatives Adviser Level 1 & 2 - Other - ASX
2019 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited
2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.