IVY LAI
Financial Adviser · North Sydney, NSW
📚 Qualifications & Training
1998 - Bachelor of Commence - Bachelor Degree (AQF 7) - Curtin University of Technology (WA)
2000 - SEATS Designated Trading Representative - - ASX
2004 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association
2006 - SMSF Core Principles PS 146 compliance in advising - SMSF - - Tribeca Learning (Australia)
2009 - Certified Financial Planner; Units 4,2 and 1 - - CFP
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.