JAKE SMITH
Financial Adviser · Gymea, NSW
📚 Qualifications & Training
2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW
2008 - 200184 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Western Sydney
2011 - 200187 Taxation Law - Bachelor Degree (AQF 7) - University of Western Sydney
2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney
2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA)
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.