JAMES ALEXANDER GUTHRIE
Financial Adviser · South Brisbane, QLD
📚 Qualifications & Training
2017 - Diploma of Financial Planning - Certificate (AQF 1-4) - Monarch Institute
2019 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland
2020 - EFN520 Behavioural Client Management - Financial Planning (Capstone) - Bridging Course - Behavioural Finance - Queensland University of Technology
2021 - AYN457 Financial Planning Principles and Regulation - Bridging Course - Regulation & Legal Obligations - Queensland University of Technology
2022 - AYN458 Ethics and Professional Relationships - Bridging Course - Ethics - Queensland University of Technology
2022 - EFN429 Investments Management - Graduate Certificate (AQF 8) - Queensland University of Technology
2022 - Graduate Certificate in Business - Graduate Certificate (AQF 8) - Queensland University of Technology
2025 - Commercial Law - Other - Kaplan Higher Education Pty Limited
2025 - Tax for Financial Advising - Other - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.