JAMES ALISTAIR HICKS
Financial Adviser Ā· Carnegie, VIC
š Qualifications & Training
2018 - Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - Monash University
2020 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University
2022 - Graduate Diploma of Finanical Planning - Graduate Certificate (AQF 8) - Kaplan
2024 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association
š¢ Professional Memberships
SMSF Association
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.