JAMES ANDREW STAPLES
Financial Adviser · Mount Sheridan, QLD
📚 Qualifications & Training
1987 - Bachelor of Business - - Edith Cowen University
1996 - Masters of Business Administration - - University of Western Australia
2012 - Diploma of Finance (Mortgage Broking) - - Plan Connect
2012 - Diploma of Finance (Specialised) - - Pinnacle
2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle
🏢 Professional Memberships
Credit & Investment Ombudsman
Mortgage & Finance Association of Australia
Taxation Practitioners Board
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.