JAMES ANTONY SILVERTON
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1993 - Bachelor of Commerce in Accounting and Finance - Bachelor Degree (AQF 7) - The University of New South Wales
2002 - Graduate Diploma in Applied Finance & Investments - Graduate Diploma (AQF 8) - Financial Services Institute of Australiasia
2007 - Superannuation - Certificate (AQF 1-4) - RMIT
2010 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia
2011 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.