JAMES CARL RAMSAY
Financial Adviser · Perth, WA
📚 Qualifications & Training
2007 - RMIT/SDIA Superannuation Module - - RMIT University
2007 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association / DeakinPrime
2008 - Accredited Derivatives Adviser Level 1 - - Kaplan Education Pty Ltd
2008 - Accredited Derivatives Adviser Level 2 - - Kaplan Education Pty Ltd
2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.