JAMES CONSTANTINE DROUGAS
Financial Adviser · Mornington, VIC
📚 Qualifications & Training
2001 - ASX Broker Exam - - Securities Institute Education
2002 - PS146 Compliance Program - - Securities Institute Education
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.