JAMES DAVID WILLIAMS
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2004 - Bachelor of Economics - - University of Western Australia
2006 - Post Graduate Diploma Business (Economics and Finance) - - Curtin University
2007 - Graduate Diploma of Financial Planning - - FINSIA
2008 - Graduate Diploma of Financial Planning (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
2012 - Certified Financial Planner - - Deakin University
2012 - Certified Financial Planner - Other - Financial Planning Association of Australia
2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.